Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Elliott Boice is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. located in NEW YORK, NY. Howard has been in the financial services industry since January 14, 2000. Prior to joining Merrill Lynch, Pierce, Fenner & Smith Inc., Howard was a financial advisor at CHARLES SCHWAB & CO., INC. in Phoenix, AZ and SIMMERS CAPITAL MANAGEMENT CORPORATION in PHOENIX, AZ. Howard is a Series 6, 7, 9, 10, 63, and SIE licensed advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
09/19/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
AZ
08/13/1998 - 02/23/2018
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
AZ
07/15/1997 - 09/04/1997
SIMMERS CAPITAL MANAGEMENT CORPORATION (PHOENIX AZ)
BC
Issued 07/31/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/23/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/18/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/23/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/03/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/08/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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