Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Sullivan is a financial professional with over 20 years of experience in the financial services industry. He is currently registered with John Hancock Investment Management Distributors LLC. Previously, he was registered with NYLIFE Distributors LLC, CVP CAPITAL LLC, and RBC Capital Markets Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
10/28/2021 - Present
John Hancock Investment Management Distributors LLC (BOSTON MA)
CT
02/06/2017 - 11/04/2019
NYLIFE DISTRIBUTORS LLC (Greenwich CT)
CT
03/11/2015 - 05/23/2016
CVP CAPITAL LLC (Greenwich CT)
NY
02/29/2008 - 06/26/2009
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
09/25/2001 - 02/29/2008
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
BC
Issued 09/11/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/19/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/24/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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