Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Ulmer is a financial advisor with Raymond James Financial Services Advisors, Inc., based in Columbia, MD. Howard has been working in the financial services industry since September 1990, providing investment advice to clients. His experience includes positions at Wells Fargo Clearing Services, LLC, Morgan Stanley DW Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Howard holds the Series 7, 9, 10, 31, 63, and 65 securities licenses and the SIE exam. Howard also provides financial planning and portfolio management services for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
MD
11/11/2019 - Present
Raymond James Financial Services Advisors, Inc. (COLUMBIA MD)
MD
02/25/2005 - 11/15/2019
WELLS FARGO CLEARING SERVICES, LLC (COLUMBIA MD)
NY
03/26/1999 - 03/02/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
09/14/1990 - 04/01/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 05/12/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/03/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/10/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/01/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/04/2000
Series 31 - Futures Managed Funds Examination
BC
Issued 08/24/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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