Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Gillman has been in the securities industry since November 8, 1984. Howard is currently registered with Dash Financial Technologies LLC and is located in Chicago, Illinois. Howard has been with Dash Financial Technologies LLC since March 1, 2017. Prior to that, Howard was registered with Convergex Execution Solutions LLC from November 24, 2014, to March 1, 2017. Howard is also registered with the following firms: Liquidpoint, LLC; Electronic Brokerage Systems, LLC; Goldman, Sachs & Co.; Susquehanna Capital Group; Carr Futures Inc; Dean Witter Reynolds Inc; Mutual Benefit Financial Service Company. Howard has passed the following exams: Series 3, 4, 6, 7, 15, 24, 57TO, 63, and SIE. Howard is registered in 10 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
03/01/2017 - Present
Dash Financial Technologies LLC (Chicago IL)
IL
11/24/2014 - 03/01/2017
CONVERGEX EXECUTION SOLUTIONS LLC (Chicago IL)
IL
04/21/2011 - 12/01/2014
LIQUIDPOINT, LLC (CHICAGO IL)
IL
09/22/2003 - 04/01/2011
ELECTRONIC BROKERAGE SYSTEMS, LLC (CHICAGO IL)
NY
11/16/2000 - 09/16/2003
GOLDMAN, SACHS & CO. (NEW YORK NY)
PA
05/12/2000 - 11/06/2000
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
IL
02/19/1999 - 01/27/2000
CARR FUTURES INC. (CHICAGO IL)
NY
09/30/1985 - 02/04/1999
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
09/07/1983 - 12/26/1984
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
BC
Issued 05/06/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2004
Series 24 - General Securities Principal Examination
BC
Issued 08/12/1999
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2012
Series 3 - National Commodity Futures Examination
BC
Issued 06/12/1995
Series 7 - General Securities Representative Examination
BC
Issued 09/27/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 09/06/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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