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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Rothstein is a financial advisor registered with Osaic Wealth, Inc. Howard is currently registered in Florida and is also registered in Massachusetts, New Jersey, New York, Pennsylvania and Wisconsin. Howard has been in the industry for over 20 years and is licensed to provide investment advice and brokerage services. Howard has earned the Series 63, Series 65, Series 7 and SIE licenses. Howard can provide a wide range of financial services including financial planning, pension consulting, educational seminars, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
10/11/2024 - Present
Osaic Wealth, Inc. (PT ST LUCIE FL)
NC
08/24/2012 - 02/23/2015
SOUTHEAST INVESTMENTS, N.C., INC. (CHARLOTTE NC)
FL
08/10/2010 - 08/29/2012
DAVID LERNER ASSOCIATES, INC. (BOCA RATON FL)
NY
07/21/2000 - 09/26/2000
INVESTPRIVATE.COM, INC. (NEW YORK NY)
TN
05/05/1997 - 06/30/2000
ALLIANCE FUND DISTRIBUTORS, INC. (NASHVILLE TN)
NY
07/05/1996 - 01/31/1997
DAVID LERNER ASSOCIATES, INC. (SYOSSET NY)
NA
11/14/1994 - 08/10/1995
CHEMICAL INVESTMENT SERVICES CORP.
NY
10/29/1992 - 11/23/1994
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
OR
10/19/1990 - 11/19/1992
MARKETING ONE SECURITIES, INC. (PORTLAND OR)
VA
10/15/1992 - 10/30/1992
GNA SECURITIES, INC. (GLEN ALLEN VA)
NA
08/24/1988 - 12/07/1988
THE DREYFUS SERVICE CORPORATION
NA
07/22/1987 - 08/01/1987
L. F. ROTHSCHILD & CO. INCORPORATED
NA
04/03/1987 - 07/23/1987
LAIDLAW ADAMS & PECK INC.
NA
11/18/1986 - 01/08/1987
ROONEY, PACE INC.
IA
Issued 02/01/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/02/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/09/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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