Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Dale Erman is a financial advisor currently registered with Edelman Financial Engines and is based in SEAL BEACH, CA. Howard has over 40 years of experience in the financial industry and holds several professional designations, including Certified Financial Planner. Howard is a registered Investment Advisor Representative (IAR) and has passed several industry exams, including Series 7, Series 24, Series 51, Series 53, and SIE. Howard has been associated with several firms throughout his career, including CETERA ADVISOR NETWORKS LLC and UNIVERSITY SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Set-up fees & related svcs; reimbursements for printed materials
1
2
CA
04/21/2023 - Present
Edelman Financial Engines (SEAL BEACH CA)
CA
08/12/1983 - 09/23/2022
CETERA ADVISOR NETWORKS LLC (SEAL BEACH CA)
NA
07/22/1982 - 08/22/1983
UNIVERSITY SECURITIES CORPORATION
BC
Issued 11/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/09/2011
Series 53 - Municipal Securities Principal Examination
BC
Issued 12/16/2003
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 08/06/1993
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/17/1982
Series 7 - General Securities Representative Examination
Active
Inactive
Not sure Howard Erman is the right advisor for you? Invested Better is here to help.
