Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Curtis Sole is a financial advisor who has been in the industry since 2002. Howard is currently registered with Vanguard Advisers, Inc. in North Carolina and Texas. Howard has previously been registered with TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, EQUITY SERVICES, INC., STATE FARM VP MANAGEMENT CORP., and MASON SECURITIES, INC. Howard has passed the Series 7, Series 63, Series 65 and Series 24 exams and holds a SIE designation. Howard's specializations include: Financial Planning, Portfolio Management for Individuals, Portfolio Management for Businesses, Portfolio Management for Pooled Investment Vehicles and Selection of Other Advisers. Howard also works for The Vanguard Group, Inc. in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NC
06/19/2018 - Present
Vanguard Advisers, Inc. (Charlotte NC)
NC
03/16/2005 - 05/30/2018
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
VT
05/17/2004 - 03/11/2005
EQUITY SERVICES, INC. (MONTPELIER VT)
IL
06/25/2003 - 05/04/2004
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
VA
04/19/2002 - 05/16/2003
MASON SECURITIES, INC. (RESTON VA)
IA
Issued 06/21/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/08/2016
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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