Unclaimed
Howard Crockett is a financial professional with over 20 years of experience in the industry. He is currently registered with Nylife Securities LLC in Germantown, Tennessee. Howard has a wide range of experience, having previously worked with several firms including NYLIFE DISTRIBUTORS LLC, GLOBAL ATLANTIC DISTRIBUTORS, LLC, NATIONWIDE INVESTMENT SERVICES CORPORATION, JACKSON NATIONAL LIFE DISTRIBUTORS LLC, MBSC SECURITIES CORPORATION, OPPENHEIMERFUNDS DISTRIBUTOR, INC., MORGAN STANLEY DW INC. and CHASE INVESTMENT SERVICES CORP. He holds a variety of licenses and certifications, including Series 7, 6, 31, 52, 22, 99, and 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TN
12/18/2023 - Present
Nylife Securities LLC (GERMANTOWN TN)
NJ
10/21/2019 - 11/06/2023
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
CT
02/07/2018 - 10/04/2019
GLOBAL ATLANTIC DISTRIBUTORS, LLC (HARTFORD CT)
OH
01/09/2014 - 01/05/2018
NATIONWIDE INVESTMENT SERVICES CORPORATION (COLUMBUS OH)
TN
08/19/2011 - 01/28/2013
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (FRANKLIN TN)
NY
04/17/2008 - 06/28/2011
MBSC SECURITIES CORPORATION (NEW YORK NY)
NY
02/12/2002 - 04/24/2008
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
NY
03/22/2001 - 12/10/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
IL
11/24/2000 - 03/28/2001
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
BOTH
Issued 07/18/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2001
Series 31 - Futures Managed Funds Examination
BC
Issued 11/22/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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