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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Barto is an investment advisor representative at Cetera Investment Advisers LLC. Howard has been in the financial services industry since 2005. Howard has Series 7, 63, and 65 securities licenses, and has also passed the SIE exam. Howard's primary registration is with the state of Washington. Cetera Investment Advisers is a large, established firm that provides a wide range of investment advisory services to individuals, businesses, and institutions. The firm has offices across the United States and manages over $100 billion in assets.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
WA
05/10/2018 - Present
Cetera Investment Advisers LLC (SPOKANE WA)
OR
06/02/2016 - 04/23/2018
PRINCIPAL SECURITIES, INC. (LAKE OSWEGO OR)
OR
04/13/2015 - 05/05/2015
KEYBANC CAPITAL MARKETS INC. (PORTLAND OR)
OR
02/02/2005 - 04/13/2015
PACIFIC CREST SECURITIES LLC (PORTLAND OR)
IA
Issued 6/15/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 2/23/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 2/1/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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