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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Barto is an investment advisor representative with Cetera Investment Advisers LLC. Howard has been in the financial services industry for over 17 years and has a strong track record of helping clients reach their financial goals. Howard is registered with the state of Washington and has Series 65, Series 63, Series 7, and Series 55 licenses. Howard is committed to providing his clients with personalized advice and guidance and has a proven ability to develop long-term relationships with clients. Howard is also a trust officer for Washington Trust Bank, where he manages client relationships.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
WA
05/10/2018 - Present
Cetera Investment Advisers LLC (SPOKANE WA)
OR
06/02/2016 - 04/23/2018
PRINCIPAL SECURITIES, INC. (LAKE OSWEGO OR)
OR
04/13/2015 - 05/05/2015
KEYBANC CAPITAL MARKETS INC. (PORTLAND OR)
OR
02/02/2005 - 04/13/2015
PACIFIC CREST SECURITIES LLC (PORTLAND OR)
IA
Issued 06/15/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/10/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/23/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/01/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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