Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Miller is a financial professional with over 25 years of experience in the financial services industry. Howard is a registered representative of UBS Financial Services Inc. Howard is a highly experienced advisor who has previously worked with MUFG Securities Americas Inc., J.P. Morgan Securities LLC, UBS Financial Services Inc., Citigroup Global Markets Inc., Lewco Securities Corp. and Schroder & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
10/05/2022 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
07/31/2020 - 09/14/2022
MUFG SECURITIES AMERICAS INC. (NEW YORK NY)
NY
06/30/2016 - 07/23/2019
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NJ
05/11/2004 - 04/11/2016
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
02/01/2001 - 04/19/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NJ
03/25/1999 - 01/04/2001
LEWCO SECURITIES CORP. (JERSEY CITY NJ)
NY
11/23/1994 - 01/04/2001
SCHRODER & CO. INC. (NEW YORK NY)
IA
Issued 03/20/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/25/1999
Series 14 - Compliance Officer Examination
BC
Issued 11/17/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/10/1997
Series 24 - General Securities Principal Examination
BC
Issued 11/04/1996
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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