Unclaimed
Howard C. Diamond is a financial advisor with LPL Enterprise, LLC in Basking Ridge, New Jersey. Howard has been in the financial services industry since 1986. Howard specializes in providing financial planning, portfolio management for individuals and businesses, and consulting services. Howard also provides educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
11/14/2024 - Present
LPL Enterprise, LLC (BASKING RIDGE NJ)
NJ
08/23/2007 - 04/09/2021
ALLSTATE FINANCIAL SERVICES, LLC (Bridgewater NJ)
NJ
04/24/1986 - 08/06/2007
METLIFE SECURITIES INC. (PISCATAWAY NJ)
NJ
04/24/1986 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (PISCATAWAY NJ)
IA
Issued 12/06/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/08/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/08/2007
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/24/2006
Series 24 - General Securities Principal Examination
BC
Issued 06/27/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2006
Series 7 - General Securities Representative Examination
BC
Issued 04/23/1986
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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