Unclaimed
Howard Nellhaus is a financial advisor with Commonwealth Financial Network. Howard has been in the financial services industry since February 26, 1999. Howard is licensed to provide financial advice in Connecticut, District of Columbia, Florida, Georgia, Maine, Maryland, Massachusetts, New Hampshire, North Carolina, Pennsylvania, Rhode Island, South Carolina, Texas, and Vermont. Howard is also a Certified Financial Planner and a Chartered Financial Consultant. Howard has experience working at VOYA FINANCIAL ADVISORS, INC., ING FINANCIAL ADVISERS, LLC, LINSCO/PRIVATE LEDGER CORP., and NEW ENGLAND SECURITIES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
04/01/2024 - Present
Commonwealth Financial Network (DANVERS MA)
MA
12/22/2010 - 04/01/2024
VOYA FINANCIAL ADVISORS, INC. (MIDDLETON MA)
MA
09/11/2002 - 12/31/2010
ING FINANCIAL ADVISERS, LLC (WALTHAM MA)
SC
01/05/2001 - 05/17/2002
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
NY
11/03/1998 - 01/10/2001
NEW ENGLAND SECURITIES (NEW YORK NY)
BOTH
Issued 10/08/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/22/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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