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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Brown is an investment advisor representative who has been in the industry since 1991. He is currently registered with Cetera Investment Advisers LLC in Sunrise, Florida. Previously, he was registered with LPL Financial LLC and CUNA Brokerage Services, Inc. among others. Howard holds the following licenses: Series 6, Series 7, Series 63, Series 65 and Series 72. He is also a Registered Investment Adviser (RIA) in the State of Florida. Howard is a recording secretary for Delray Orthodox Synagogue and has a website at HowieandJuan.Ceterainvestors.com.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/09/2019 - Present
Cetera Investment Advisers LLC (SUNRISE FL)
FL
02/21/2017 - 11/07/2019
LPL FINANCIAL LLC (SURFSIDE FL)
GA
01/12/2004 - 02/02/2017
CUNA BROKERAGE SERVICES, INC. (ATLANTA GA)
GA
10/02/2001 - 10/31/2003
SUNTRUST SECURITIES, INC. (ATLANTA GA)
IL
07/21/1997 - 08/22/2001
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
CA
07/28/1997 - 09/13/2000
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MA
01/16/1997 - 07/17/1997
FIS SECURITIES, INC. (BOSTON MA)
NY
11/13/1996 - 07/11/1997
FLEET ENTERPRISES, INC. (NEW YORK NY)
DE
11/14/1994 - 10/16/1996
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
10/17/1990 - 10/17/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
10/17/1990 - 10/17/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 11/26/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/1/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/2/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/16/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/16/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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