Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Brown is an investment advisor representative with Cetera Investment Advisers LLC. He has been in the industry since April 21, 1991. Howard Brown holds a Series 7, Series 6, Series 63 and Series 65 license as well as a SIE license. He has been registered with Cetera Investment Advisers LLC since October 9, 2019. Prior to joining Cetera Investment Advisers LLC, Howard Brown was employed by LPL FINANCIAL LLC, CUNA BROKERAGE SERVICES, INC., SUNTRUST SECURITIES, INC., ABN AMRO FINANCIAL SERVICES, INC., ESSEX NATIONAL SECURITIES, INC., FIS SECURITIES, INC., FLEET ENTERPRISES, INC., 1717 CAPITAL MANAGEMENT COMPANY, EQUICO SECURITIES, INC., and THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES. Howard Brown is located in SUNRISE, Florida and specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/09/2019 - Present
Cetera Investment Advisers LLC (SUNRISE FL)
FL
02/21/2017 - 11/07/2019
LPL FINANCIAL LLC (SURFSIDE FL)
GA
01/12/2004 - 02/02/2017
CUNA BROKERAGE SERVICES, INC. (ATLANTA GA)
GA
10/02/2001 - 10/31/2003
SUNTRUST SECURITIES, INC. (ATLANTA GA)
IL
07/21/1997 - 08/22/2001
ABN AMRO FINANCIAL SERVICES, INC. (CHICAGO IL)
CA
07/28/1997 - 09/13/2000
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MA
01/16/1997 - 07/17/1997
FIS SECURITIES, INC. (BOSTON MA)
NY
11/13/1996 - 07/11/1997
FLEET ENTERPRISES, INC. (NEW YORK NY)
DE
11/14/1994 - 10/16/1996
1717 CAPITAL MANAGEMENT COMPANY (NEWARK DE)
NY
10/17/1990 - 10/17/1994
EQUICO SECURITIES, INC. (NEW YORK NY)
NY
10/17/1990 - 10/17/1994
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 11/26/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1997
Series 7 - General Securities Representative Examination
BC
Issued 10/16/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Howard Brown is the right advisor for you? Invested Better is here to help.
