Unclaimed
Howard Brock Hudson is a registered representative with Carl Marks Securities LLC. Howard has over 20 years of experience in the financial services industry, with a strong background in investment banking. Howard has held licenses and registrations in both New York and Texas, and has passed various exams including Series 7, Series 24, Series 63, Series 79, and the SIE exam. Howard previously worked at Torch Capital Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/06/2018 - Present
Carl Marks Securities LLC (NEW YORK NY)
TX
10/21/1999 - 12/31/2002
TORCH CAPITAL CORPORATION (HOUSTON TX)
BC
Issued 05/09/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/28/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/06/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 07/12/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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