Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Arnold Alexander is a financial professional with over 20 years of experience in the industry. He is currently registered with Nomura Securities International, Inc. and has previously worked with firms such as Barclays Capital Inc., Lehman Brothers Inc., ING Financial Markets LLC, and Consolidated Trading LLC. Howard Arnold Alexander has a strong track record of providing financial advice and investment services. He holds several licenses and certifications, including Series 3, 7, 55, 57TO, and SIE. In addition to his industry experience, Howard Arnold Alexander is registered in all states of the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
07/15/2019 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
09/22/2008 - 07/05/2019
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
10/23/2006 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
09/07/2004 - 10/24/2006
ING FINANCIAL MARKETS LLC (NEW YORK NY)
IL
12/04/2003 - 07/30/2004
CONSOLIDATED TRADING LLC (CHICAGO IL)
BC
Issued 10/20/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2010
Series 3 - National Commodity Futures Examination
BC
Issued 06/23/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/07/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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