Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Shallcross is a financial advisor at Morgan Stanley. Howard has been working in the financial industry since 1999 and has a broad range of experience working with various clients. Howard is registered with FINRA and holds the Series 7, Series 25, Series 63 and Series 66 licenses. Prior to Morgan Stanley, Howard worked at firms such as Barclays Capital Inc., Lehman Brothers Inc., Kellogg Specialist Group LLC and Banc of America Specialist, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NJ
04/26/2022 - Present
Morgan Stanley (Shrewsbury NJ)
NY
09/22/2008 - 12/06/2012
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
05/16/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/03/2005 - 03/30/2007
KELLOGG SPECIALIST GROUP LLC (NEW YORK NY)
NY
10/01/2000 - 02/25/2005
BANC OF AMERICA SPECIALIST, INC. (NEW YORK NY)
TX
09/29/1999 - 08/28/2000
FLEET SECURITIES, INC. (DALLAS TX)
BOTH
Issued 03/28/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/29/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/2000
Series 7 - General Securities Representative Examination
BC
Issued 11/17/1999
Series 25 - NYSE Trading Assistant Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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