Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Allan Eisenberg is a financial professional with over 20 years of experience in the industry. Howard Eisenberg is currently registered with UBS Financial Services Inc. in Weehawken, New Jersey. Prior to joining UBS Financial Services Inc. Howard Eisenberg was registered with ICLEARING LLC in Omaha, Nebraska and Dean Witter Reynolds Inc. in Purchase, New York. Howard Eisenberg has passed the Series 63, SIE, Series 31, and Series 7 exams. Howard Eisenberg is a specialist in the following areas: fixed income securities, mutual funds, variable annuities, options, equity securities, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
05/05/2021 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NJ
06/09/2003 - 04/04/2017
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NE
07/19/2000 - 03/31/2003
ICLEARING LLC (OMAHA NE)
NY
05/16/1995 - 03/07/1996
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
BC
Issued 06/01/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/1995
Series 31 - Futures Managed Funds Examination
BC
Issued 05/15/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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