Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Howard? Claim Your ProfileHoward Alan Pratt is a financial advisor with over 20 years of experience in the financial services industry. He is currently registered with Alt Fund Distributors LLC, a firm that provides investment advisory services. Howard is a Series 6 and Series 63 licensed representative and holds the SIE designation. He has a proven track record of helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/14/2018 - Present
ALT Fund Distributors LLC (NEW YORK NY)
OH
02/23/2006 - 09/20/2018
OHIO NATIONAL EQUITIES, INC. (CINCINNATI OH)
NC
01/26/2005 - 07/29/2005
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
PA
07/10/2001 - 02/02/2005
DIRECTED SERVICES, INC. (WEST CHESTER PA)
IN
03/03/1999 - 07/29/1999
CONSECO EQUITY SALES, INC. (CARMEL IN)
NY
01/16/1998 - 02/01/1999
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
IA
Issued 04/15/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/20/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/14/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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