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How Mee Huong

Forthright Capital Advisory

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About How Mee Huong

How Mee Huong is a financial professional with over 20 years of experience in the financial services industry. Huong is currently registered as a Registered Representative with Forthright Capital Advisory in Las Vegas, NV. Previously, Huong was registered with firms such as Pruco Securities, LLC, Allstate Financial Services, LLC and CitiCorp Investment Services. Huong holds several licenses including Series 6, 7, 31, 63, 65 and 66. Huong has experience providing financial planning, portfolio management for individuals, pension consulting and selection of other advisors.

Firm Information

How Huong is currently registered with Forthright Capital Advisory. Forthright Capital Advisory is an investment advisor based in Las Vegas, Nevada. The firm provides financial planning, pension consulting, and portfolio management for individuals and businesses. They advise a variety of clients, including high-net-worth individuals, pension and profit-sharing plans, and individuals other than high-net-worth. As of their latest regulatory filing, they manage over $64 million in assets.
Forthright Capital Advisory

7251 W LAKE MEAD BLVD, STE 300

LAS VEGAS, NV 89128

$64.99M

Assets Under Management

Not reported

Total Clients

23

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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How Huong’s Registration & Firm History

NV

05/01/2023 - Present

Forthright Capital Advisory (LAS VEGAS NV)

CA

06/10/2019 - 10/21/2020

PRUCO SECURITIES, LLC. (SAN JOSE CA)

CA

11/08/2017 - 05/29/2019

ALLSTATE FINANCIAL SERVICES, LLC (SAN JOSE CA)

NY

02/05/2003 - 06/24/2003

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

CA

08/01/2002 - 02/05/2003

CAL FED INVESTMENTS (SACRAMENTO CA)

NC

02/05/2002 - 04/16/2002

UVEST INVESTMENT SERVICES (CHARLOTTE NC)

NY

11/27/2000 - 12/03/2001

MORGAN STANLEY DW INC. (PURCHASE NY)

NY

10/26/1999 - 10/23/2000

CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)

NJ

04/26/1999 - 08/20/1999

PRUCO SECURITIES CORPORATION (NEWARK NJ)

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Licenses & Designations

IA

Issued 03/14/2023

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 11/18/2017

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 04/30/1999

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/14/2000

Series 31 - Futures Managed Funds Examination

BC

Issued 04/23/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 2 public disclosures for How Mee Huong. Review regulatory record here.
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