Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Houng? Claim Your ProfileHoung Ly is a financial professional with over 15 years of experience in the securities industry. Houng is currently registered with Mufg Securities Americas Inc. and has previously been registered with BNP PARIBAS SECURITIES CORP. and RBS SECURITIES INC. Houng holds Series 7, Series 63, Series 24, and SIE licenses. Houng is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA).
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
12/01/2015 - Present
Mufg Securities Americas Inc. (NEW YORK NY)
NY
05/14/2012 - 11/03/2015
BNP PARIBAS SECURITIES CORP. (NEW YORK NY)
CT
03/07/2008 - 11/16/2011
RBS SECURITIES INC. (STAMFORD CT)
BC
Issued 04/14/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2020
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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