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Hossein Nikoo

Fidelity Brokerage Services LLC

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About Hossein Nikoo

Hossein Nikoo is a financial professional with over six years of experience in the securities industry. Hossein is currently registered with Fidelity Brokerage Services LLC and is licensed to provide investment advice in all 50 states. Hossein previously worked at Vanguard Marketing Corporation. Hossein holds the Series 7, Series 63, Series 9, Series 10, and Series 4 licenses, as well as the SIE exam. Hossein is committed to providing clients with personalized financial advice and guidance.

Firm Information

Hossein Nikoo is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hossein Nikoo’s Registration & Firm History

FL

05/26/2021 - Present

Fidelity Brokerage Services LLC (JACKSONVILLE FL)

NC

04/27/2017 - 05/21/2021

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 05/08/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/21/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 06/21/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 08/27/2022

Series 4 - Registered Options Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/27/2017

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Hossein Nikoo.
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