Unclaimed
Hossein Nikoo is a financial professional with over six years of experience in the securities industry. Hossein is currently registered with Fidelity Brokerage Services LLC and is licensed to provide investment advice in all 50 states. Hossein previously worked at Vanguard Marketing Corporation. Hossein holds the Series 7, Series 63, Series 9, Series 10, and Series 4 licenses, as well as the SIE exam. Hossein is committed to providing clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/26/2021 - Present
Fidelity Brokerage Services LLC (JACKSONVILLE FL)
NC
04/27/2017 - 05/21/2021
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
BC
Issued 05/08/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/21/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/21/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/27/2022
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/27/2017
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Hossein Nikoo is the right advisor for you? Invested Better is here to help.