Unclaimed
Hortense Pineau-valencienne is a financial professional with over 10 years of experience in the industry. Hortense has a Series 7 and Series 63 license and has been registered with the Financial Industry Regulatory Authority (FINRA) since 2016. She currently works at Tradition Securities And Derivatives LLC, where she focuses on providing investment advice to individuals and institutions. Prior to joining Tradition Securities And Derivatives LLC, Hortense worked at GFI Securities LLC and BGC FINANCIAL, L.P.. Hortense is dedicated to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
11/15/2016 - Present
Tradition Securities AND Derivatives LLC (New York NY)
NY
07/08/2010 - 09/08/2016
GFI SECURITIES LLC (NEW YORK NY)
NY
10/24/2008 - 06/29/2010
BGC FINANCIAL, L.P. (NEW YORK NY)
BC
Issued 01/21/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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