Unclaimed
Horacio Daniel Piccininno is a financial advisor who has been in the industry since 1985. Horacio is currently registered with LPL Financial LLC in South Carolina and Texas. Horacio has previously worked with several other firms including Royal Alliance Associates, Ameriprise Financial Services, Inc. and Allstate Financial Services, LLC. Horacio has a wide range of experience and holds several licenses and certifications. He is also a registered Investment Advisor in South Carolina and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
SC
03/27/2020 - Present
LPL Financial LLC (MYRTLE BEACH SC)
NJ
05/26/2017 - 10/03/2019
ROYAL ALLIANCE ASSOCIATES, INC. (PRINCETON NJ)
NJ
12/19/2014 - 06/06/2017
AMERIPRISE FINANCIAL SERVICES, INC. (FREEHOLD NJ)
NJ
06/20/2011 - 12/19/2014
ALLSTATE FINANCIAL SERVICES, LLC (TINTON FALLS NJ)
NJ
09/23/1993 - 06/06/2011
ROYAL ALLIANCE ASSOCIATES, INC. (MAPLEWOOD NJ)
MA
03/01/1989 - 10/22/1993
SUN INVESTMENT SERVICES COMPANY (WELLESLEY HILLS MA)
NA
02/06/1987 - 06/28/1988
PRUCO SECURITIES CORPORATION
NA
06/20/1984 - 01/19/1987
INVESTORS ASSOCIATES, INC.
IA
Issued 04/20/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/16/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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