Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Horace? Claim Your ProfileHorace Boone is a registered investment advisor representative with Ingalls & Snyder, LLC. Horace has been in the industry since 1989 and is active in New York. Horace is licensed to provide investment advice in Alabama, California, Colorado, Connecticut, Florida, Georgia, New York, North Carolina, Rhode Island, South Carolina, Utah and Virginia. Horace is also a registered representative with FINRA and is a member of the New York Stock Exchange. Horace specializes in providing investment advice to high-net-worth individuals, charitable organizations, pension and profit-sharing plans, corporations, and other businesses. Horace also provides investment advice to pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see "miscellaneous" on schedule d.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/08/2021 - Present
Ingalls & Snyder, LLC (NEW YORK NY)
NY
08/07/1992 - 05/14/1993
REINOSO & COMPANY, INCORPORATED (NEW YORK NY)
NY
04/30/1991 - 07/20/1992
BANCA IMI SECURITIES CORP. (NEW YORK NY)
NA
11/16/1989 - 04/30/1991
MABON, NUGENT & CO.
MA
10/26/1989 - 11/21/1989
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
NA
03/17/1987 - 10/29/1987
CARIBBEAN-GULFSTREAM SECURITIES, INC.
BC
Issued 01/16/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/05/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/17/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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