Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Horace? Claim Your ProfileHorace Ronald Allen is a financial advisor with Cadaret, Grant & Co., Inc. located in Mobile, Alabama. Horace has been in the financial services industry since 1981, working with clients of all types. Horace is a Certified Financial Planner and holds multiple licenses including Series 7, 6, 63, and 26. In addition to his financial advisory work, Horace is also a real estate investor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AL
03/12/2018 - Present
Cadaret, Grant & CO., Inc. (MOBILE AL)
OH
04/16/1990 - 04/23/1991
PEBSCO SECURITIES CORP. (COLUMBUS OH)
NA
06/11/1985 - 09/27/1990
MUTUAL BENEFIT FINANCIAL SERVICE COMPANY
NA
10/05/1983 - 06/17/1985
INTEGRATED RESOURCES EQUITY CORPORATION
NA
10/31/1981 - 12/27/1984
WZW FINANCIAL SERVICES, INC.
BC
Issued 05/11/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
BC
Issued 04/09/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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