Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Horace? Claim Your ProfileHorace Damien Riley is a financial advisor with over 17 years of experience in the financial services industry. Horace is registered with Fortis Capital Advisors, LLC, which is located in Prairie Village, KS. Horace is also registered as an Investment Advisor Representative in New York. Previous employers include Laidlaw & Company (UK) LTD., Rockwell Global Capital LLC, and Empire Financial Group, Inc. Horace offers a variety of services, including financial planning, pension consulting, educational seminars, and portfolio management. Horace has a strong background in both the brokerage and investment advisory industries, and Horace has a deep understanding of the financial markets. Horace is committed to providing his clients with personalized financial advice that is tailored to their specific needs and goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
07/09/2024 - Present
Fortis Capital Advisors, LLC (PRAIRIE VILLAGE KS)
NY
09/25/2015 - 11/03/2022
LAIDLAW & COMPANY (UK) LTD. (MELVILLE NY)
NY
04/09/2008 - 10/01/2015
ROCKWELL GLOBAL CAPITAL LLC (MELVILLE NY)
NY
04/10/2006 - 04/14/2008
EMPIRE FINANCIAL GROUP, INC. (UNIONDALE NY)
NY
03/21/2006 - 04/04/2006
THE CONCORD EQUITY GROUP, LLC (GARDEN CITY NY)
IA
Issued 12/22/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/26/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/20/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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