Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Horace? Claim Your ProfileHorace Alphanso Rojan is a financial advisor with over 40 years of experience in the industry. Horace is registered with Nylife Securities LLC and holds Series 6, 22, and 63 licenses, as well as the SIE exam. Horace's primary focus is on providing investment advice to clients in New York, New Jersey, Maryland, Georgia and North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/02/1983 - Present
Nylife Securities LLC (NEW YORK NY)
BC
Issued 07/15/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1986
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 02/01/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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