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Horace A Surratt

Alliance-ONE Investments, LLC

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About Horace A Surratt

Horace A. Surratt is a registered representative associated with Alliance-ONE Investments, LLC. Horace Surratt has been in the industry since January 17, 2021. Horace Surratt is registered with FINRA and holds the Series 6TO and SIE licenses. Horace Surratt's office is located in Tulsa, OK.

Firm Information

Horace Surratt is currently registered with Alliance-ONE Investments, LLC. Alliance-ONE Investments, LLC is a Limited Liability Company formed on October 20, 2016. The firm is registered with the SEC and has one approved registration.

Not reported

Assets Under Management

Not reported

Total Clients

428

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Horace Surratt’s Registration & Firm History

OK

01/18/2021 - Present

Alliance-ONE Investments, LLC (Tulsa OK)

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Licenses & Designations

BC

Issued 01/18/2021

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/17/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Horace A Surratt.
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