Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hope? Claim Your ProfileHope Winter Dennis is a financial advisor with LPL Financial LLC. Hope has been working in the financial services industry since 2003. She holds Series 6, 63, and 65 licenses. Hope has experience working with clients in a variety of capacities, including providing financial planning and investment advice. Hope has worked for several firms in the past, including CUNA Brokerage Services, Inc. and Mutual of Omaha Investor Services, Inc. Hope is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MA
05/18/2022 - Present
LPL Financial LLC (Shrewsbury MA)
MA
07/02/2019 - 05/18/2022
CUNA BROKERAGE SERVICES, INC. (Shrewsbury MA)
NE
10/28/2015 - 07/11/2019
MUTUAL OF OMAHA INVESTOR SERVICES, INC. (OMAHA NE)
MA
01/03/2015 - 10/22/2015
SIGNATOR INVESTORS, INC. (NEEDHAM HEIGHTS MA)
MA
12/04/2006 - 01/04/2013
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
MA
10/13/2006 - 10/30/2006
GWFS EQUITIES, INC. (WELLESLEY MA)
MA
07/31/2002 - 02/25/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
MA
01/02/2000 - 05/28/2002
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
IA
Issued 12/14/2021
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/28/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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