Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hope? Claim Your ProfileHope Klein-andino has been in the financial industry since January 3, 2000 and has a combined 39 state registrations and 3 Investment Advisor state registrations. Hope has a Series 66, Series 63 and a Series 7 license. Hope is a registered representative of Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since April 2006. Before that Hope was registered with CITIGROUP GLOBAL MARKETS INC. and BEAR, STEARNS & CO. INC. Hope specializes in providing investment advice to individuals, businesses, corporations, insurance companies, charitable organizations, pension and profit sharing plans, banking and thrift institutions and state and municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/19/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
05/02/2000 - 05/11/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
12/23/1999 - 04/19/2000
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BOTH
Issued 09/12/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/14/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Hope Klein-andino is the right advisor for you? Invested Better is here to help.
