Unclaimed
Hope Harlan Brackin is a financial advisor with Cambridge Investment Research, Inc. Hope has been working in the financial industry since November 27, 1994. Hope is registered with the state of Alabama. Hope has passed the Series 6, 7, 24 and 63 exams and holds a Series 63 registration. Hope has been with Cambridge Investment Research, Inc. since February 15, 2017. Prior to that, Hope was with Signator Investors, Inc. and Transamerica Financial Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
AL
02/15/2017 - Present
Cambridge Investment Research, Inc. (Auburn AL)
AL
05/13/2016 - 02/25/2017
SIGNATOR INVESTORS, INC. (AUBURN AL)
AL
11/28/1994 - 05/13/2016
TRANSAMERICA FINANCIAL ADVISORS, INC (AUBURN AL)
BC
Issued 11/25/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2018
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/29/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/25/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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