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Hooman Ghorban

Canaccord Genuity LLC

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About Hooman Ghorban

Hooman Ghorban is a financial professional with over 27 years of experience in the securities industry. Hooman is currently registered with Canaccord Genuity LLC and is licensed to conduct business in several states, including New York, New Jersey, California, Colorado, Connecticut, Florida, Massachusetts, Missouri, Nebraska, and Pennsylvania. Previously, Hooman has held positions at firms such as KCG Americas LLC, Knight Capital Americas, L.P., Salomon Smith Barney Inc., and Smith Barney Inc. Hooman's experience encompasses a wide range of financial services, including securities trading, investment advisory, and general securities.

Firm Information

Hooman Ghorban is currently registered with Canaccord Genuity LLC. Canaccord Genuity LLC is a Limited Liability Company formed in February 2004. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Canaccord Genuity LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hooman Ghorban’s Registration & Firm History

NY

02/13/2017 - Present

Canaccord Genuity LLC (NEW YORK NY)

NY

07/02/2012 - 02/16/2017

KCG AMERICAS LLC (New York NY)

NJ

03/18/1999 - 07/02/2012

KNIGHT CAPITAL AMERICAS, L.P. (JERSEY CITY NJ)

NY

01/04/1996 - 03/02/1999

SALOMON SMITH BARNEY INC. (NEW YORK NY)

NY

10/20/1994 - 07/31/1995

SMITH BARNEY INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/14/2005

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/04/2006

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 10/19/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Hooman Ghorban.
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