Unclaimed
Honorine Wallack is a financial advisor with over 30 years of experience in the industry. Honorine currently works at Robert W. Baird & Co. Inc., previously working for M. GRIFFITH INVESTMENT SERVICES, INC. Honorine is a Certified Financial Planner and has a variety of licenses and registrations including Series 7, 63, and 65. Honorine specializes in a range of financial services, including portfolio management, financial planning, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
NY
08/14/2019 - Present
Robert W. Baird & Co. Inc. (New Hartford NY)
NY
05/22/2012 - 12/13/2018
M. GRIFFITH INVESTMENT SERVICES, INC. (NEW HARTFORD NY)
NY
02/04/2008 - 06/04/2012
RBC CAPITAL MARKETS, LLC (SYRACUSE NY)
NY
01/01/2008 - 02/28/2008
WACHOVIA SECURITIES, LLC (UTICA NY)
NY
07/11/1996 - 01/03/2008
A. G. EDWARDS & SONS, INC. (UTICA NY)
IL
12/19/1992 - 01/17/1996
JOHN NUVEEN & CO., INCORPORATED (CHICAGO IL)
CA
02/05/1991 - 09/29/1992
TRAVELERS EQUITIES SALES, INC. (EL SEGUNDO CA)
WI
05/08/1990 - 12/18/1990
INVEST FINANCIAL CORPORATION (APPLETON WI)
MO
08/31/1988 - 04/18/1990
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
NA
04/20/1988 - 08/22/1988
THOMSON MCKINNON SECURITIES INC.
IA
Issued 03/26/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/16/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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