Unclaimed
Honorato Gomes is a financial professional with over 25 years of experience in the industry. Honorato is currently registered with Charles Schwab & CO., Inc., a firm with over $50 billion in assets under management. Honorato has held various positions throughout their career, including roles at TD Ameritrade, Inc., and Josephthal Lyon & Ross Incorporated. Honorato holds licenses in both Series 63 and Series 66 and has passed several other industry exams. Honorato's expertise includes financial planning, portfolio management, and securities trading.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
CA
06/28/2022 - Present
Charles Schwab & CO., Inc. (Thousand Oaks CA)
NH
04/09/2004 - 04/29/2016
TD AMERITRADE, INC. (MANCHESTER NH)
TX
12/24/1996 - 12/31/2002
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
12/04/1993 - 06/03/1996
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
NY
11/25/1992 - 09/23/1993
JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)
NY
09/14/1992 - 11/13/1992
BERKELEY SECURITIES CORPORATION (NEW YORK NY)
BC
Issued 09/16/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 06/03/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/02/2000
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/24/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/28/2022
Series 7TO - General Securities Representative Examination
BC
Issued 04/01/2022
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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