Unclaimed
Hongyue Sun is a registered representative with Mizuho Securities USA LLC. Hongyue has been in the securities industry for more than a year. Hongyue Sun is registered with the Financial Industry Regulatory Authority (FINRA) and has passed the Series 63, Series 86, Series 87 and SIE exams. Hongyue Sun is also registered in 52 states. Previously, Hongyue Sun was employed at D.A. Davidson & Co. in New York, NY.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/24/2024 - Present
Mizuho Securities USA LLC (NEW YORK NY)
NY
05/20/2023 - 05/02/2024
D.A. DAVIDSON & CO. (NEW YORK NY)
BC
Issued 01/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/20/2023
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/13/2023
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 01/06/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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