Unclaimed
Hongying Chen is a registered representative at DFA Securities LLC. Hongying has been in the financial services industry for 5 years. Hongying is Series 7TO and SIE licensed. Hongying's firm is based in Charlotte, NC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NC
05/07/2021 - Present
DFA Securities LLC (CHARLOTTE NC)
BC
Issued 05/07/2021
Series 7TO - General Securities Representative Examination
BC
Issued 05/07/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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