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Hongying Chen

DFA Securities LLC

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About Hongying Chen

Hongying Chen is a registered representative at DFA Securities LLC. Hongying has been in the financial services industry for 5 years. Hongying is Series 7TO and SIE licensed. Hongying's firm is based in Charlotte, NC.

Firm Information

Hongying Chen is currently registered with DFA Securities LLC. DFA Securities LLC is a Limited Liability Company formed in April 2009 and is registered in 53 states and with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

237

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hongying Chen’s Registration & Firm History

NC

05/07/2021 - Present

DFA Securities LLC (CHARLOTTE NC)

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Licenses & Designations

BC

Issued 05/07/2021

Series 7TO - General Securities Representative Examination

BC

Issued 05/07/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hongying Chen.
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