Unclaimed
Hongjian Zeng is a financial advisor with over 10 years of experience in the financial services industry. Hongjian is a Certified Financial Planner™ professional and holds Series 7, 63, and 66 licenses. Hongjian is currently registered with LPL Enterprise, LLC. and has been with the firm since November 2024. Previously, Hongjian worked for Pruco Securities, LLC., Harmony Investment and Management LLC., and Prudential Insurance Company of America. Hongjian specializes in providing financial planning, portfolio management, and consulting services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
11/14/2024 - Present
LPL Enterprise, LLC (ORANGE CA)
BOTH
Issued 06/23/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/2019
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/05/2020
Series 7TO - General Securities Representative Examination
BC
Issued 03/26/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/19/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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