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Hong Zhao

SG Americas Securities, LLC

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About Hong Zhao

Hong Zhao is a financial professional with over 20 years of experience in the securities industry. Hong is currently a Registered Representative with SG Americas Securities, LLC and has held previous positions at firms like Stormharbour Securities LP, Knight Capital Americas, L.P., Knight Libertas LLC, Barclays Capital Inc., and GE Capital Markets, Inc. Hong holds a Series 63, Series 24, Series 7 and SIE license and is registered to conduct business in all states of the United States.

Firm Information

Hong Zhao is currently registered with SG Americas Securities, LLC. SG Americas Securities, LLC is a Limited Liability Company formed on August 8, 2003. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They have a history of regulatory events, including 109 disclosures, as well as a criminal disclosure and an arbitration disclosure.

Not reported

Assets Under Management

Not reported

Total Clients

557

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hong Zhao’s Registration & Firm History

NY

02/20/2013 - Present

SG Americas Securities, LLC (NEW YORK NY)

NY

09/12/2011 - 02/05/2013

STORMHARBOUR SECURITIES LP (NEW YORK NY)

CT

01/03/2011 - 09/02/2011

KNIGHT CAPITAL AMERICAS, L.P. (GREENWICH CT)

CT

07/01/2009 - 01/03/2011

KNIGHT LIBERTAS LLC (GREENWICH CT)

NY

08/29/2005 - 02/12/2009

BARCLAYS CAPITAL INC. (NEW YORK NY)

CT

09/03/2003 - 09/08/2005

GE CAPITAL MARKETS, INC. (NORWALK CT)

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Licenses & Designations

BC

Issued 09/08/2003

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/16/2019

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/02/2003

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX PEARL, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Hong Zhao.
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