Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hong-ying? Claim Your ProfileHong-ying Chan is a registered investment advisor with Wells Fargo Clearing Services, LLC in Mercer Island, WA. Hong-ying has been in the financial industry since 2004 and is licensed to provide investment advice in Washington, Arizona and California. Hong-ying is also registered with the Securities Investor Protection Corporation (SIPC). Previous to Wells Fargo Clearing Services, LLC, Hong-ying Chan was associated with Wells Fargo Investments, LLC. Hong-ying has passed the Uniform Combined State Law Examination, General Securities Representative Examination and Securities Industry Essentials Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
WA
01/03/2011 - Present
Wells Fargo Clearing Services, LLC (MERCER ISLAND WA)
WA
09/21/2005 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (MERCER ISLAND WA)
MN
03/10/2004 - 12/15/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
03/10/2004 - 12/15/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 03/24/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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