Unclaimed
Hong Pian Liu is a financial advisor currently registered with Nylife Securities LLC. Hong began their career in the financial services industry in 2005 and has experience with MetLife Securities Inc. and Metropolitan Life Insurance Company. Hong holds Series 6, 7, and 63 licenses and the SIE exam. Hong specializes in assisting clients in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
01/14/2009 - Present
Nylife Securities LLC (BROOKLYN NY)
NY
10/04/2005 - 12/19/2008
METLIFE SECURITIES INC. (BROOKLYN NY)
NY
10/04/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (FLUSHING NY)
BC
Issued 02/16/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/2014
Series 7 - General Securities Representative Examination
BC
Issued 09/30/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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