Unclaimed
Hong-phuong Le Bach is a registered representative with Muriel Siebert & Co., LLC, located in Beverly Hills, California. Hong-phuong has been in the securities industry since September 26, 2019. Prior to joining Muriel Siebert & Co., LLC, Hong-phuong worked at STOCKCROSS FINANCIAL SERVICES, INC. Hong-phuong holds the Series 7TO and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
01/02/2020 - Present
Muriel Siebert & CO., LLC (Beverly Hills CA)
CA
09/26/2019 - 01/03/2020
STOCKCROSS FINANCIAL SERVICES, INC. (BEVERLY HILLS CA)
BC
Issued 09/26/2019
Series 7TO - General Securities Representative Examination
BC
Issued 09/26/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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