Unclaimed
Hong Pan is a registered representative with Commonfund Securities, Inc. Hong has been in the securities industry since January 23, 2014. Hong holds Series 63, Series 7, Series 79, and SIE licenses. Hong is registered in 53 states and the District of Columbia. Prior to joining Commonfund Securities, Inc., Hong worked at Oppenheimer & Co. Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
02/01/2016 - Present
Commonfund Securities, Inc. (WILTON CT)
NY
08/09/2011 - 08/15/2013
OPPENHEIMER & CO. INC. (NEW YORK NY)
BC
Issued 06/07/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/01/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/06/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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