Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hong? Claim Your ProfileHong Ogle is a financial professional with over 28 years of experience in the industry. Hong is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Prior to this, Hong was employed with MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Hong has a broad range of experience in financial services and has held positions at several leading firms. Hong Ogle is a highly experienced financial professional with a proven track record of success. Hong has passed several industry exams including Series 3, 7, 9, 10, 31, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/30/2010 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
TX
06/01/2009 - 08/13/2010
MORGAN STANLEY SMITH BARNEY (HOUSTON TX)
NY
03/14/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (PITTSFORD NY)
NY
12/13/1995 - 03/16/2001
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
CA
07/24/1995 - 12/19/1995
W.J. GALLAGHER & COMPANY, INC. (PASADENA CA)
NA
03/13/1995 - 07/10/1995
ROTHSCHILD GLOBAL INVESTMENTS, INC.
CO
04/11/1994 - 03/14/1995
CHATFIELD DEAN & CO., INC. (GREENWOOD VILLAGE CO)
IA
Issued 03/07/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/03/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 07/08/1999
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2003
Series 3 - National Commodity Futures Examination
BC
Issued 03/04/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 04/08/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Hong Ogle is the right advisor for you? Invested Better is here to help.
