Unclaimed
Honey Elizabeth Guzman is a registered representative and investment advisor representative with LPL Financial LLC. Honey has over 20 years of experience in the financial services industry. Honey has held previous roles with TD Ameritrade, Inc., Citigroup Global Markets Inc., NASDAQ Execution Services, LLC, INET ATS, INC., and Florida Atlantic Securities Corp. Honey is licensed in Florida.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
10/09/2024 - Present
LPL Financial LLC (MIAMI LAKES FL)
NJ
01/03/2012 - 12/05/2012
TD AMERITRADE, INC. (JERSEY CITY NJ)
NY
01/24/2011 - 10/17/2011
CITIGROUP GLOBAL MARKETS INC. (LONG ISLAND CITY NY)
NY
02/01/2006 - 01/22/2009
NASDAQ EXECUTION SERVICES, LLC (NEW YORK NY)
NJ
06/19/2000 - 02/01/2006
INET ATS, INC. (JERSEY CITY NJ)
FL
02/27/1999 - 05/19/1999
FLORIDA ATLANTIC SECURITIES CORP. (MIAMI FL)
BOTH
Issued 09/11/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/16/2023
Series 7TO - General Securities Representative Examination
BC
Issued 02/04/2023
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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