Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hon? Claim Your ProfileHon Ping Chau is a registered representative with Wells Fargo Clearing Services, LLC. Hon Chau has been in the securities industry since November 16, 1982. Hon Chau is registered with Financial Industry Regulatory Authority (FINRA) and is also registered with the following states: California, Connecticut, District of Columbia, Florida, Maryland, Massachusetts, New Jersey, New York, Pennsylvania, South Carolina, Tennessee, Texas, and Virginia. Hon Chau has passed the Uniform Securities Agent State Law Examination, the General Securities Representative Examination, the Securities Industry Essentials Examination, the AMEX Put and Call Exam, and the Registered Representative Examination. Hon Chau is currently employed at Wells Fargo Clearing Services, LLC in New York, NY and Flushing, NY. Hon Chau was previously employed at Prudential Securities Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
02/03/2018 - Present
Wells Fargo Clearing Services, LLC (NEW YORK NY)
NY
11/17/1982 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
BC
Issued 02/26/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/31/1978
PC - AMEX Put and Call Exam
BC
Issued 03/11/1968
Series 1 - Registered Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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