Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly Ziegel Ruxin is a registered investment advisor representative with Montcalm TCR LLC. Holly has been in the financial services industry since 1997 and has experience in a variety of financial sectors, including investment banking, wealth management, and private equity. Holly is a Series 7, Series 3, Series 63, and Series 66 licensed advisor with both broker-dealer and investment advisor registrations. Holly has a strong understanding of the financial markets and is committed to providing her clients with personalized and comprehensive financial advice. Holly is a board member at The Crypto Company, a blockchain and cryptocurrency firm where she advises on compensation, audit and governance matters. Holly has worked at several major financial institutions, including Morgan Stanley, Morgan Stanley & Co. Incorporated, Banc of America Investment Services, Inc., and Goldman Sachs. Holly is a strong advocate for her clients and has a proven track record of success in helping them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
CA
03/23/2023 - Present
Montcalm TCR LLC (SAN FRANCISCO CA)
CA
06/01/2009 - 10/19/2012
MORGAN STANLEY (SAN FRANCISCO CA)
CA
04/13/2006 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SAN FRANCISCO CA)
CA
08/19/2003 - 04/18/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN FRANCISCO CA)
NY
05/18/2001 - 08/20/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
09/03/1997 - 04/04/2001
GOLDMAN, SACHS & CO. (NEW YORK NY)
BOTH
Issued 05/07/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/02/1997
Series 7 - General Securities Representative Examination
BC
Issued 03/15/1993
Series 3 - National Commodity Futures Examination
Active
Inactive
Not sure Holly Ruxin is the right advisor for you? Invested Better is here to help.
