Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly Garteiz is a financial advisor with Brookfield Oaktree Wealth Solutions LLC. Holly has been in the financial services industry since 2002. Holly is registered with the state of Illinois and holds the Series 7, Series 63, and SIE exams. Holly has a wide range of experience in the financial services industry, having worked with several firms over the years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
09/28/2022 - Present
Brookfield Oaktree Wealth Solutions LLC (Chicago IL)
CO
04/30/2019 - 06/08/2022
FORESIDE FUNDS DISTRIBUTORS LLC (Lakewood CO)
CO
01/30/2015 - 01/16/2019
BMO INVESTMENT DISTRIBUTORS, LLC (LAKEWOOD CO)
IL
05/08/2013 - 01/30/2015
BMO HARRIS FINANCIAL ADVISORS, INC. (CHICAGO IL)
CO
05/16/2005 - 10/12/2012
JANUS DISTRIBUTORS LLC (DENVER CO)
CO
06/06/2003 - 05/12/2005
ICON DISTRIBUTORS, INC. (GREENWOOD VILLAGE CO)
CO
10/03/2001 - 10/31/2002
BERGER DISTRIBUTORS LLC (DENVER CO)
TX
04/05/2000 - 10/03/2001
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
BC
Issued 09/15/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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