Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly Goodrich is a registered representative with Apollo Global Securities, LLC. Holly has been in the industry since June 13, 2009. Holly holds Series 63, 7, 24 and SIE licenses. She is registered in 18 states including California, Connecticut, Illinois, Massachusetts, New Jersey, New York, Pennsylvania, Texas, Virginia and Washington. Holly was previously registered with PEQUOT CAPITAL FINANCIAL SERVICES from February 17, 2006 to December 5, 2007.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
04/01/2011 - Present
Apollo Global Securities, LLC (Greenwich CT)
NY
02/17/2006 - 12/05/2007
PEQUOT CAPITAL FINANCIAL SERVICES (NEW YORK NY)
BC
Issued 04/01/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/03/2019
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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