Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Holly? Claim Your ProfileHolly Banford is a financial advisor at Fifth Third Securities, Inc. Holly has been in the industry since 1992 and has experience working with individuals, high-net-worth individuals, corporations, charitable organizations, and retirement plans. Holly is registered with FINRA and has held several licenses including Series 7, Series 9, Series 10, Series 31, Series 63, and Series 66. Holly is also a registered Investment Advisor Representative in Ohio. Holly has a strong track record of providing financial advice and helping clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Sponsor wrap fee program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
OH
02/20/2013 - Present
Fifth Third Securities, Inc. (SPRINGBORO OH)
OH
03/18/1992 - 02/11/2013
UBS FINANCIAL SERVICES INC. (CENTERVILLE OH)
BOTH
Issued 7/27/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 4/8/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/22/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/26/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/30/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 3/17/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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