Unclaimed
Holly Gifford is a financial professional with over 20 years of experience in the industry. She is currently registered with Franklin Distributors, LLC and holds a Series 6, Series 63, and SIE licenses. Holly has previously held positions with Legg Mason Investor Services, LLC, Legg Mason Wood Walker, Incorporated, M&T Securities, Inc., and Allfirst Brokerage Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
01/06/2016 - Present
Franklin Distributors, LLC (SAN MATEO CA)
MD
11/03/2005 - 01/07/2014
LEGG MASON INVESTOR SERVICES, LLC (BALTIMORE MD)
MD
03/02/2005 - 11/04/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MD
05/01/2003 - 03/07/2005
M&T SECURITIES, INC. (BALTIMORE MD)
MD
07/11/1997 - 05/01/2003
ALLFIRST BROKERAGE CORPORATION (BALTIMORE MD)
BC
Issued 11/22/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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